Jian (SFC:ARD250) Wang
王鍵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:ARD250) Wang (王鍵), a licensed former licensee with CE reference ARD250. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-08-02 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-08-02 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-08-02 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-08-02 | 2012-01-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-02 | 2012-01-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-08-02 | 2012-01-10 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-27 | 2011-07-27 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-27 | 2011-07-27 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-27 | 2011-07-27 |