Jiaxin Wu
吳佳鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiaxin Wu (吳佳鑫), a licensed former licensee with CE reference ARD174. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-26 | 2012-12-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-09-29 | 2011-04-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-09-29 | 2011-04-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-28 | 2010-07-22 |