Alexander Donald Roberts

CE No. ARB825 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Donald Roberts (), a licensed former licensee with CE reference ARB825. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 1 - Dealing in securities 2013-02-18 2016-09-02
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 4 - Advising on securities 2013-02-18 2016-09-02
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 7 - Providing automated trading services 2013-02-18 2016-09-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-09 2013-02-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-09 2013-02-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2008-05-30 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 - Dealing in futures contracts 2008-05-30 2008-09-29

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