Chi Hang Kwok
郭智恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hang Kwok (郭智恆), a licensed former licensee with CE reference ARB688. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-28 | 2022-05-10 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2020-09-28 | 2022-05-10 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2020-09-28 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
Rep | Type 9 — Asset management | 2020-05-12 | 2020-09-28 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-19 | 2020-04-22 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-17 | 2020-03-19 |
| Dakin Securities Limited 德健證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-23 | 2020-04-22 |
| Dakin Securities Limited 德健證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-12 | 2019-04-23 |
| Asia Wealth Securities Limited 亞洲創富證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-09 | 2019-03-07 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-23 | 2016-06-13 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-25 | 2016-06-13 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2016-02-23 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-22 | 2015-07-20 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-24 | 2015-01-22 |
| Bloomyears Limited 昌萬年有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-01 | 2014-11-03 |
| Bloomyears Limited 昌萬年有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-05 | 2014-08-01 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-16 | 2014-06-04 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-03 | 2014-05-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-22 | 2013-04-06 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-22 | 2013-04-06 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-22 | 2013-04-06 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-20 | 2010-09-13 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-05-21 | 2010-09-13 |