Sin Yee Lam
林倩而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yee Lam (林倩而), a licensed former licensee with CE reference ARA636. This person has 4.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-21 | 2016-01-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2009-09-07 |