Zheng (SFC:AQZ621) Sun
孫錚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng (SFC:AQZ621) Sun (孫錚), a licensed former licensee with CE reference AQZ621. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SC Lowy Financial (HK) Limited | Rep | Type 1 — Dealing in securities | 2013-05-27 | 2013-12-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-05 | 2009-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-05 | 2009-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-27 | 2008-09-29 |