Shaojing Tong
童少靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaojing Tong (童少靖), a licensed former licensee with CE reference AQY871. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-07-15 | 2019-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-05-24 | 2013-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-05-06 | 2013-03-20 |