Wan Yiu Sam
沈韻瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yiu Sam (沈韻瑤), a licensed former licensee with CE reference AQY762. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-01 | 2014-06-21 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-06-01 | 2014-06-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-27 | 2012-05-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-09 | 2012-05-21 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-30 | 2010-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Yiu Sam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.