Abhishek (SFC:AQX042) Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek (SFC:AQX042) Gupta ( ), a licensed former licensee with CE reference AQX042. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-19 | 2019-05-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2014-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-30 | 2008-09-29 |