Kwok Wing (SFC:AQX039) Chan
陳國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing (SFC:AQX039) Chan (陳國榮), a licensed former licensee with CE reference AQX039. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-23 | 2009-10-30 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2008-09-19 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-28 | 2008-09-19 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-21 | 2008-05-09 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-21 | 2008-05-09 |