Chin-Hsing Lu
呂進興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin-Hsing Lu (呂進興), a licensed former licensee with CE reference AQW569. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-19 | 2011-01-24 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-19 | 2011-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-21 | 2009-11-11 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-21 | 2009-11-11 |