Allan John Castagne
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan John Castagne ( ), a licensed former licensee with CE reference AQU899. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2012-01-17 | 2012-07-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-07-16 | 2012-07-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-04-09 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-04-09 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-09 | 2008-10-21 |