Xin (SFC:AQU247) Li
李鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:AQU247) Li (李鑫), a licensed former licensee with CE reference AQU247. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-09 | 2009-02-27 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2008-05-09 | 2009-02-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-09 | 2009-02-27 |