Xuan (SFC:AQS758) Luo
羅烜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:AQS758) Luo (羅烜), CE reference AQS758. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-08-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-08-16 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-14 | 2024-08-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-06-14 | 2024-08-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-14 | 2024-08-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-06-14 | 2024-08-16 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-06 | 2021-06-04 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-07-06 | 2021-06-04 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-17 | 2020-07-06 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-17 | 2020-07-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-05 | 2016-04-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-06 | 2016-04-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-06 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-01 | 2016-04-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-01 | 2016-04-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-01 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2008-04-01 | 2008-11-24 |