Chiu Hsun Tsai
蔡秋洵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Hsun Tsai (蔡秋洵), a licensed former licensee with CE reference AQS647. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-06-20 | 2012-06-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-05 | 2009-07-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-05 | 2009-07-16 |