Michael Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Kwong ( ), a licensed former licensee with CE reference AQS646. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The |
Rep | Type 9 — Asset management | 2010-10-18 | 2012-09-19 |
| Cambridge Strategy (Asset Management) Asia Limited, The |
Rep | Type 4 — Advising on securities | 2010-01-12 | 2012-09-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-31 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-03-31 | 2008-11-19 |