John Karl Sobral

CE No. AQP972 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Karl Sobral (), a licensed former licensee with CE reference AQP972. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2016-10-11 2017-09-07
Goldman Sachs Futures (Asia) Limited
高盛期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2008-08-20 2016-10-10
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2008-03-04 2017-09-07

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