Ross Owen Ryan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross Owen Ryan ( ), a licensed former licensee with CE reference AQO341. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-22 | 2016-10-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-22 | 2016-10-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2012-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-27 | 2012-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-02-27 | 2012-09-29 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-02-27 | 2010-09-02 |