Yi Liu
劉弋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Liu (劉弋), a licensed former licensee with CE reference AQO338. This person has 5.2 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 4 - Advising on securities | 2018-05-07 | 2023-06-30 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 9 - Asset management | 2018-05-07 | 2023-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-03-03 | 2008-03-31 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Jixin Dai | Xin Tian Fund Management Company Limited | 2018–2023 |
| Jiqiong Dai | Xin Tian Fund Management Company Limited | 2018–2023 |
| Zhou Kong | Xin Tian Fund Management Company Limited | 2018 |