Jenny Hong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Hong ( ), a licensed former licensee with CE reference AQM707. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-31 | 2012-11-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-26 | 2012-11-24 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-26 | 2012-06-29 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-18 | 2012-06-29 |