Inquilab Singh Dhillon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Inquilab Singh Dhillon ( ), a licensed former licensee with CE reference AQM704. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-11-29 | 2024-12-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-11-29 | 2024-12-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-11-29 | 2024-12-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-09-02 | 2024-09-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-09-02 | 2024-09-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-09-02 | 2024-09-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-03-22 | 2024-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-03-22 | 2024-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-03-22 | 2024-03-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-30 | 2015-03-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-10-30 | 2015-03-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2014-10-30 | 2015-03-25 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2011-01-24 |