Vaibhav Dhasmana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vaibhav Dhasmana, a licensed former licensee with CE reference AQM703. This person has 6.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-10 | 2017-10-06 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-12 | 2013-02-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-16 | 2011-08-26 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-16 | 2011-08-26 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2011-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vaibhav Dhasmana during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.