Haixiao Wang
王海嘯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haixiao Wang (王海嘯), a licensed former licensee with CE reference AQM271. This person has 12.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-03 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-05 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-05 | 2020-10-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-04 | 2015-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-06 | 2014-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haixiao Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.