Haixiao Wang
王海嘯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haixiao Wang (王海嘯), a licensed former licensee with CE reference AQM271. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-05 | 2020-10-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-05 | 2020-10-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-08-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2015-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-06 | 2014-03-05 |