Zhun Li
李准
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhun Li (李准), a licensed Representative with CE reference AQM198. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-24 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-24 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2026-04-24 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-01 | 2025-12-31 |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-01 | 2025-12-31 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-06 | 2024-09-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-06 | 2024-09-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-06 | 2024-09-20 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-23 | 2023-06-16 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-23 | 2023-06-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-19 | 2012-07-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-05 | 2011-08-20 |