Han (SFC:AQJ963) Wang
王晗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:AQJ963) Wang (王晗), a licensed former licensee with CE reference AQJ963. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-25 | 2024-09-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-14 | 2024-09-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-14 | 2024-09-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-30 | 2010-05-15 |