Allan Keh Wolhardt
華安倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Keh Wolhardt (華安倫), a licensed former licensee with CE reference AQJ961. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-28 | 2022-06-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-28 | 2022-06-15 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-17 | 2012-03-16 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-29 | 2010-03-11 |