Tommaso Cotroneo

CE No. AQI795 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommaso Cotroneo, a licensed former licensee with CE reference AQI795. This person has 1.3 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
ANZ Securities (HK) Limited
澳新證券(香港)有限公司
RO Type 1 - Dealing in securities 2012-11-19 2013-06-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2008-01-22 2008-10-21
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2008-01-22 2008-10-21
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-01-22 2008-10-21

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommaso Cotroneo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Richard John Winton Huston ANZ Securities (HK) Limited 2012–2013
Stephen Paca Kennedy ANZ Securities (HK) Limited 2012–2013
Matthew Nathan Long ANZ Securities (HK) Limited 2012–2013

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