Adam Wells Matthews
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Wells Matthews ( ), a licensed former licensee with CE reference AQI581. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2019-01-28 | 2023-05-19 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2019-01-28 | 2023-05-19 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-14 | 2015-12-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-14 | 2015-12-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-08-14 | 2015-12-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-09 | 2015-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-10-09 | 2015-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-10-09 | 2015-08-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2014-10-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2014-10-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-10-10 | 2014-10-09 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2008-03-20 | 2011-07-08 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2008-03-20 | 2011-07-08 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-22 | 2011-07-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-01-22 | 2011-07-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2008-01-22 | 2011-07-08 |