Jing (SFC:AQF656) Yuan
袁璟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:AQF656) Yuan (袁璟), a licensed former licensee with CE reference AQF656. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-09-24 | 2021-04-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-03-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-22 | 2011-05-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-09 | 2008-05-22 |