Ling Lam
林伶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Lam (林伶), a licensed former licensee with CE reference AQF227. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-12 | 2013-07-08 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-12 | 2013-07-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2011-02-16 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-02 | 2011-02-16 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2009-09-15 |