Ka Fai (SFC:AQF144) Yip
葉嘉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai (SFC:AQF144) Yip (葉嘉輝), a licensed former licensee with CE reference AQF144. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2019-06-28 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2015-03-10 | 2015-03-19 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-08 | 2015-03-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2013-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-27 | 2010-06-18 |