Li (SFC:AQE822) Xiong
熊莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:AQE822) Xiong (熊莉), a licensed former licensee with CE reference AQE822. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2023-07-03 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2023-07-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-12-24 | 2010-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-12-24 | 2010-08-09 |