Kam Chiu (SFC:AQE317) Lee
李錦超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Chiu (SFC:AQE317) Lee (李錦超), a licensed former licensee with CE reference AQE317. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-02 | 2022-04-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2013-10-01 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-10 | 2010-05-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2009-07-14 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2009-05-27 |