Ling (SFC:AQE299) Yang
楊玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling (SFC:AQE299) Yang (楊玲), a licensed former licensee with CE reference AQE299. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xynergy Capital Limited 辛基資本有限公司 |
RO | Type 9 - Asset management | 2021-07-09 | 2025-04-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-15 | 2013-01-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-01-07 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-01-07 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-01-07 | 2009-01-12 |