Wei-Chiang Ku
顧偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Chiang Ku (顧偉強), a licensed former licensee with CE reference AQD402. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2014-08-14 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-21 | 2013-08-28 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-04 | 2010-08-31 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-04 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-12-13 | 2008-12-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-12-13 | 2008-12-02 |