Eric Christopher Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Christopher Lam, a licensed former licensee with CE reference AQA564. This person has 2.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Volant Trading Hong Kong Limited | RO | Type 1 - Dealing in securities | 2011-12-09 | 2013-05-29 |
| Volant Trading Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2011-12-09 | 2013-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-02-28 | 2008-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-02-28 | 2008-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-02-28 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-02-28 | 2008-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-11-26 | 2008-02-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-11-26 | 2008-02-24 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-26 | 2008-02-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-26 | 2008-02-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Christopher Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.