Lian Ee Lim
林連毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lian Ee Lim (林連毅), a licensed former licensee with CE reference APZ646. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-02-06 | 2013-02-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-02-06 | 2013-02-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-06 | 2013-02-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-11-15 | 2009-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-15 | 2009-02-28 |