Tak Cheng Tse
謝德政
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Cheng Tse (謝德政), a licensed former licensee with CE reference APZ499. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2014-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-21 | 2014-02-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-02-21 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-21 | 2013-08-31 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2007-11-12 | 2010-04-27 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-11-12 | 2010-04-27 |