Brian Victor Edward Nordberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Victor Edward Nordberg, a licensed Representative with CE reference APZ205. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2016-08-01 | 2018-11-01 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-11-24 | 2016-06-01 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2010-11-24 | 2016-06-01 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-09 | 2008-12-18 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-11-09 | 2008-12-18 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2007-11-09 | 2008-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Victor Edward Nordberg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.