Tin Lok Ng
吳天樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Lok Ng (吳天樂), a licensed former licensee with CE reference APY520. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-08 | 2021-07-25 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-04 | 2021-07-25 |
| FE Advisory Asia Limited 斐信顧問亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-03-31 | 2019-12-09 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-04 | 2014-06-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-04 | 2014-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2010-11-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-05 | 2010-11-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-11-05 | 2010-11-14 |