Sean Joseph McDonough
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Joseph McDonough ( ), a licensed former licensee with CE reference APY383. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2019-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-03 | 2019-04-04 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-09-10 | 2016-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-12-11 | 2016-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-12-11 | 2016-09-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-12-11 | 2016-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-12-11 | 2013-09-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-13 | 2011-05-10 |