Philip Siu Cheung Lai
黎兆章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Siu Cheung Lai (黎兆章), CE reference APW811. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-27 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-22 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-22 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-08 | 2012-12-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-29 | 2012-12-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-29 | 2011-11-10 |