Jixiang Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jixiang Li ( ), a licensed former licensee with CE reference APW452. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-19 | 2024-02-29 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-19 | 2024-02-29 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-14 | 2024-01-19 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-14 | 2024-01-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-19 | 2022-09-05 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-19 | 2022-09-05 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2022-08-19 | 2022-09-05 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-06 | 2022-08-19 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-06 | 2022-08-19 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 9 — Asset management | 2022-07-06 | 2022-08-19 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-19 | 2022-07-06 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-19 | 2022-07-06 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2022-05-19 | 2022-07-06 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-22 | 2022-05-12 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-22 | 2022-05-12 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-22 | 2022-05-12 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-22 | 2022-05-12 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-06 | 2021-11-22 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-06 | 2021-11-22 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-06 | 2021-11-22 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-06 | 2021-11-22 |
| Profound Capital Limited 雲川資本有限公司 |
Rep | Type 9 — Asset management | 2016-10-13 | 2018-01-24 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2011-09-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2010-01-28 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-05 | 2010-01-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-10-24 | 2008-04-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2007-10-24 | 2008-04-04 |