John (SFC:APW367) Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John (SFC:APW367) Lee ( ), a licensed former licensee with CE reference APW367. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-05 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-05 | 2016-01-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-24 | 2011-10-19 |