Chi Hoi (SFC:APW068) Lai
黎智凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hoi (SFC:APW068) Lai (黎智凱), a licensed former licensee with CE reference APW068. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-25 | 2018-12-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2017-07-09 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-02 | 2017-08-25 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-07 | 2018-12-26 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-02 | 2017-07-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-04 | 2015-11-02 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-23 | 2008-03-19 |