Yuen Ting (SFC:APV572) Chan
陳婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting (SFC:APV572) Chan (陳婉婷), CE reference APV572. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2010-03-04 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2010-01-21 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-10-18 | 2009-10-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-18 | 2009-10-14 |