Zishan (SFC:APU807) Wu
吳紫珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zishan (SFC:APU807) Wu (吳紫珊), CE reference APU807. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-22 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | 2024-02-08 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-18 | 2024-02-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-21 | 2021-07-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-21 | 2021-07-29 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2020-04-05 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-15 | 2020-04-05 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-02 | 2017-12-13 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-02 | 2017-12-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-13 | 2014-03-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-13 | 2014-03-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-10 | 2012-04-02 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2012-04-02 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2007-11-12 | 2009-07-10 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-12 | 2009-07-10 |