Wing Lo
盧永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lo (盧永), a licensed Representative with CE reference APR851. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-08 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-02-08 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-11-16 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-12-08 | 2016-12-18 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-03 | 2008-07-01 |