Adam Hon Wai Tso
曹漢威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Hon Wai Tso (曹漢威), a licensed former licensee with CE reference APR581. This person has 7.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China Asset Management Company Limited 中州資產管理有限公司 |
RO | Type 9 - Asset management | 2016-12-07 | 2017-03-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-13 | 2017-03-31 |
| Central China Asset Management Company Limited 中州資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-09-13 | 2016-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-06-20 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-06-20 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-20 | 2014-09-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-03-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-05 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2010-05-05 | 2010-12-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-27 | 2010-03-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-27 | 2010-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Hon Wai Tso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.