Adam Hon Wai Tso
曹漢威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Hon Wai Tso (曹漢威), a licensed former licensee with CE reference APR581. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China Asset Management Company Limited 中州資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-07 | 2017-03-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-13 | 2017-03-31 |
| Central China Asset Management Company Limited 中州資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-13 | 2016-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-20 | 2014-09-17 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-03-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-05 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-05-05 | 2011-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2010-05-05 | 2010-12-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2010-03-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-27 | 2010-03-13 |