Dong (SFC:APR493) Yang
楊棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:APR493) Yang (楊棟), CE reference APR493. Currently licensed at 1 firm(s): WealthQuay Asset Management Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-11-22 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 — Asset management | 2024-11-22 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-25 | 2024-08-25 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 — Asset management | 2024-06-25 | 2024-08-25 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-23 | 2021-07-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-23 | 2021-07-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-13 | 2018-11-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-09-13 | 2018-11-23 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-16 | 2018-07-15 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-16 | 2018-07-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-05-15 | 2016-07-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-04 | 2016-07-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-15 | 2015-03-04 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-15 | 2015-05-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-27 | 2010-06-04 |